Compras y ventas de directivos de Lumentum (LITE)
Qué compran y venden los consejeros y directivos del S&P 500 en sus propias empresas, tal cual lo presentan en los Formularios 4 de la SEC (2 días hábiles de plazo): cada fila con su código oficial y sin filtrar nada.
Las compras en mercado abierto (código P) son la señal rara, en verde; las ventas (código S) son frecuentes y muchas van programadas (10b5-1). La tabla II (derivados) no se incluye: sus precios son de ejercicio, no de mercado. Guía: compras de directivos.
| Fecha | Ticker | Directivo | Cargo | Acciones | Precio | Importe | % posición | Tipo / documento |
|---|
Descargar estas transacciones en CSV Sin cuenta y sin registro. Los datos son públicos: salen de los Formularios 4 de la SEC.
Compras y ventas de directivos de Lumentum Holdings Inc. (LITE): ninguna compra y 70 ventas
150 transacciones de la tabla I del Formulario 4 declaradas ante la SEC por directivos de Lumentum Holdings Inc. entre el 2025-08-26 y el 2026-10-02 (histórico de 15 meses): 0 compras y 70 ventas en mercado abierto, y 80 transacciones con otros códigos del Formulario 4, desglosados uno a uno más abajo. La mayor operación en mercado abierto es una venta de $33,0M de Retort Vincent el 2026-08-25.
Compras y ventas de directivos de Lumentum en los últimos 12 meses
Entre el 21 oct 2025 y el 20 oct 2026, los directivos de Lumentum declararon 65 ventas por $175,8M en mercado abierto, y ninguna compra.
Quien más vendió fue Retort Vincent (SEE REMARKS): $69,5M en 6 ventas, de 12 vendedores distintos.
La mayor operación del período fue una venta de $33,0M el 25 ago 2026, de Retort Vincent (SEE REMARKS), dentro de un plan 10b5-1. Formulario 4 en sec.gov (0001648256-26-000008).
De las 65 ventas, 55 (el 85%, $156,2M) llevan en el Formulario 4 la marca de plan 10b5-1, es decir, se programaron con meses de antelación; las otras 10 no la llevan.
En los tres últimos meses hay 36 ventas, frente a 13 en los tres anteriores. La última venta es del 1 oct 2026.
Frente a su sector (Tecnología, 85 empresas con página de directivos en esta web), en las mismas fechas la mediana es de 22 ventas y 0 compras en mercado abierto. Lumentum tiene más ventas que 75 de las otras 84, es la 18.ª de 85 por dinero neto vendido, y 32 de las 85 tienen al menos una compra.
Las 20 operaciones más importantes
Como LITE no tiene compras en mercado abierto, la tabla empieza por sus ventas, de mayor a menor importe. El histórico completo está en la herramienta de arriba, ya buscado.
Ver las 150 operaciones de LITE en el histórico completo →
| Operación | Declarada | Directivo | Cargo | Importe | Código | Documento |
|---|---|---|---|---|---|---|
| 2026-08-25 | 2026-08-27 | Retort Vincent | SEE REMARKS | $33,0M | S — Venta en mercado abierto (programada 10b5-1)19 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2 These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. F4 These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. F5 These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. F6 These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. F7 These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. F8 These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. F9 These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. F10 These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. F11 These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. F12 These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. F13 These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. F14 These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. F15 These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. F16 These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. F17 These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. F18 These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. F19 These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. | SEC |
| 2026-02-12 | 2026-02-13 | Retort Vincent | SEE REMARKS | $26,6M | S — Venta en mercado abierto (programada 10b5-1)24 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2 These sales were executed in multiple trades at prices ranging from $575.795 to $576.665. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (24) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $577.00 to $577.50. F4 These sales were executed in multiple trades at prices ranging from $578.00 to $578.99. F5 These sales were executed in multiple trades at prices ranging from $579.00 to $579.8975. F6 These sales were executed in multiple trades at prices ranging from $580.00 to $580.97. F7 These sales were executed in multiple trades at prices ranging from $581.03 to $582.00. F8 These sales were executed in multiple trades at prices ranging from $582.50 to $582.60. F9 These sales were executed in multiple trades at prices ranging from $584.34 to $585.305. F10 These sales were executed in multiple trades at prices ranging from $585.68 to $586.60. F11 These sales were executed in multiple trades at prices ranging from $587.00 to $587.60. F12 These sales were executed in multiple trades at prices ranging from $588.01 to $588.98. F13 These sales were executed in multiple trades at prices ranging from $589.045 to $589.98. F14 These sales were executed in multiple trades at prices ranging from $590.09 to $591.07. F15 These sales were executed in multiple trades at prices ranging from $591.26 to $592.225. F16 These sales were executed in multiple trades at prices ranging from $592.275 to $593.27. F17 These sales were executed in multiple trades at prices ranging from $593.30 to $594.295. F18 These sales were executed in multiple trades at prices ranging from $594.48 to $595.45. F19 These sales were executed in multiple trades at prices ranging from $595.50 to $596.25. F20 These sales were executed in multiple trades at prices ranging from $596.61 to $597.50. F21 These sales were executed in multiple trades at prices ranging from $597.63 to $598.515. F22 These sales were executed in multiple trades at prices ranging from $598.88 to $599.84. F23 These sales were executed in multiple trades at prices ranging from $599.97 to $600.88. F24 These sales were executed in multiple trades at prices ranging from $601.30 to $602.185. | SEC |
| 2026-10-01 | 2026-10-02 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | $25,7M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026. | SEC |
| 2026-05-11 | 2026-05-12 | Lillie Brian | Consejero | $11,7M | S — Venta en mercado abierto (programada 10b5-1)23 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2 These sales were executed in multiple trades at prices ranging from $955.00 to $955.035. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (23) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $957.76 to $958.00. F4 These sales were executed in multiple trades at prices ranging from $964.02 to $965.00. F5 These sales were executed in multiple trades at prices ranging from $965.62 to $965.95. F6 These sales were executed in multiple trades at prices ranging from $966.87 to $967.72. F7 These sales were executed in multiple trades at prices ranging from $968.48 to $969.09. F8 These sales were executed in multiple trades at prices ranging from $971.25 to $972.00. F9 These sales were executed in multiple trades at prices ranging from $972.45 to $973.00. F10 These sales were executed in multiple trades at prices ranging from $973.98 to $974.47. F11 These sales were executed in multiple trades at prices ranging from $975.38 to $975.73. F12 These sales were executed in multiple trades at prices ranging from $977.50 to $978.49. F13 These sales were executed in multiple trades at prices ranging from $979.00 to $979.89. F14 These sales were executed in multiple trades at prices ranging from $980.00 to $980.69. F15 These sales were executed in multiple trades at prices ranging from $982.12 to $983.00. F16 These sales were executed in multiple trades at prices ranging from $985.00 to $985.545. F17 These sales were executed in multiple trades at prices ranging from $988.82 to $989.48. F18 These sales were executed in multiple trades at prices ranging from $991.50 to $991.65. F19 These sales were executed in multiple trades at prices ranging from $994.50 to $995.465. F20 These sales were executed in multiple trades at prices ranging from $996.00 to $996.60.. F21 These sales were executed in multiple trades at prices ranging from $998.43 to $999.13. F22 These sales were executed in multiple trades at prices ranging from $999.50 to $1,000.49. F23 These sales were executed in multiple trades at prices ranging from $1,003.195 to $1,004.00. | SEC |
| 2026-08-25 | 2026-08-27 | Kim Jae | SVP, GENERAL COUNSEL | $10,2M | S — Venta en mercado abierto (programada 10b5-1)17 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2 These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. F4 These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. F5 These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. F6 These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. F7 These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. F8 These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. F9 These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. F10 These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. F11 These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. F12 These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. F13 These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. F14 These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. F15 These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. F16 These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. F17 These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. | SEC |
| 2026-05-21 | 2026-05-22 | Small Ian | Consejero | $4,3M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The Reporting Person contributed the Common Stock to an exchange fund in exchange for the right to receive shares in the exchange fund at a later date which is expected to be at least seven years from the date of transfer. The shares were originally transferred into an escrow account on May 19, 2026 before the official contribution on May 21, 2026. The Reporting Person has no further voting control over the transferred shares, nor does he control the investment decisions of the exchange fund or the shares he ultimately receives in exchange for the transferred shares. For purposes of determining the number of shares of the exchange fund issuable pursuant to such exchange, the Common Stock was valued at $868.07, which was the closing price of the Common Stock on The Nasdaq Global Select Market on the day prior to the exchange. | SEC |
| 2026-02-27 | 2026-03-02 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | $3,7M | S — Venta en mercado abierto (programada 10b5-1)13 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. F2 These sales were executed in multiple trades at prices ranging from $677.705 to $677.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (13) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $680.99 to $681.805. F4 These sales were executed in multiple trades at prices ranging from $685.26 to $685.73. F5 These sales were executed in multiple trades at prices ranging from $686.54 to $686.55. F6 These sales were executed in multiple trades at prices ranging from $688.07 to $688.85. F7 These sales were executed in multiple trades at prices ranging from $690.01 to $690.31. F8 These sales were executed in multiple trades at prices ranging from $692.00 to $692.855. F9 These sales were executed in multiple trades at prices ranging from $694.255 to $694.99. F10 These sales were executed in multiple trades at prices ranging from $695.75 to $696.65. F11 These sales were executed in multiple trades at prices ranging from $696.875 to $697.50. F12 These sales were executed in multiple trades at prices ranging from $698.00 to $698.50. F13 These sales were executed in multiple trades at prices ranging from $699.00 to $699.495. | SEC |
| 2026-05-29 | 2026-06-01 | Harris Isaac Hosojiro | Consejero | $3,4M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2026. | SEC |
| 2026-05-08 | 2026-05-12 | Small Ian | Consejero | $3,2M | S — Venta en mercado abierto3 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These sales were executed in multiple trades at prices ranging from $910.02 to $911.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2 These sales were executed in multiple trades at prices ranging from $911.025 to $911.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F3 These sales were executed in multiple trades at prices ranging from $912.07 to $912.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. | SEC |
| 2026-05-18 | 2026-05-19 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | $3,1M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025. | SEC |
| 2026-05-18 | 2026-05-19 | Retort Vincent | SEE REMARKS | $3,0M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. | SEC |
| 2026-08-18 | 2026-08-18 | Retort Vincent | SEE REMARKS | $2,9M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F4 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. | SEC |
| 2025-11-10 | 2025-11-12 | Johnson Julia Suzanne | Consejero | $2,7M | S — Venta en mercado abierto | SEC |
| 2026-02-06 | 2026-02-10 | Herscher Penny | Consejero | $2,6M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 These sales were executed in multiple trades at prices ranging from $525.74 to $535.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. | SEC |
| 2026-02-12 | 2026-02-13 | Herscher Penny | Consejero | $2,4M | S — Venta en mercado abierto7 notas del Formulario 4 (texto original de la SEC, en inglés)F1 These sales were executed in multiple trades at prices ranging from $593.89 to $594.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (1) through (7) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F2 These sales were executed in multiple trades at prices ranging from $594.98 to $595.71. F3 These sales were executed in multiple trades at prices ranging from $596.12 to $597.10. F4 These sales were executed in multiple trades at prices ranging from $597.33 to $598.27. F5 These sales were executed in multiple trades at prices ranging from $598.48 to $599.10. F6 These sales were executed in multiple trades at prices ranging from $599.66 to $600.26. F7 These sales were executed in multiple trades at prices ranging from $600.86 to $601.72. | SEC |
| 2026-05-18 | 2026-05-19 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | $2,4M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. | SEC |
| 2026-08-20 | 2026-08-21 | Retort Vincent | SEE REMARKS | $2,1M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. | SEC |
| 2026-02-17 | 2026-02-18 | Retort Vincent | SEE REMARKS | $1,9M | S — Venta en mercado abierto (programada 10b5-1)15 notas del Formulario 4 (texto original de la SEC, en inglés)F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3 These sales were executed in multiple trades at prices ranging from $530.70 to $531.055. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (3) through (16) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F4 These sales were executed in multiple trades at prices ranging from $532.36 to $533.23. F5 These sales were executed in multiple trades at prices ranging from $537.50 to $538.00. F6 These sales were executed in multiple trades at prices ranging from $538.50 to $539.34. F7 These sales were executed in multiple trades at prices ranging from $539.51 to $540.44. F8 These sales were executed in multiple trades at prices ranging from $541.78 to $542.65. F9 These sales were executed in multiple trades at prices ranging from $548.345 to $549.22. F10 These sales were executed in multiple trades at prices ranging from $549.405 to $550.345. F11 These sales were executed in multiple trades at prices ranging from $550.60 to $551.39. F12 These sales were executed in multiple trades at prices ranging from $551.93 to $552.81. F13 These sales were executed in multiple trades at prices ranging from $553.00 to $553.38. F14 These sales were executed in multiple trades at prices ranging from $554.465 to $554.665. F15 These sales were executed in multiple trades at prices ranging from $556.05 to $556.405. F16 These sales were executed in multiple trades at prices ranging from $557.50 to $557.99. | SEC |
| 2026-05-11 | 2026-05-12 | Kim Jae | SVP, GENERAL COUNSEL | $1,8M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. | SEC |
| 2025-11-07 | 2025-11-12 | Harris Isaac Hosojiro | Consejero | $1,8M | S — Venta en mercado abierto | SEC |
El saldo del período: cuánto dinero entra y cuánto sale
En los Formularios 4 presentados entre el 26 ago 2025 y el 2 oct 2026 no consta ni una compra en mercado abierto de Lumentum Holdings Inc.: 70 ventas por $177,8M y cero dólares comprados.
Solo cuentan los códigos P y S, donde el directivo pone o saca su propio dinero. Que el saldo de Lumentum Holdings Inc. salga vendedor es lo habitual en el S&P 500, donde buena parte del sueldo se cobra en acciones. No es una recomendación de comprar ni de vender: es lo que se declaró.
Todas las transacciones, código por código
| Código | Qué significa | Operaciones | Importe declarado |
|---|---|---|---|
| S | Venta en mercado abierto | 70 | $177,8M |
| A | Adjudicación o premio de acciones | 40 | $0 |
| F | Retención fiscal (acciones entregadas por impuestos) | 40 | $193,8M |
| Total | Todo lo declarado en el período | 150 | $371,6M |
40 de las 150 filas no traen un importe utilizable en el Formulario 4: cuentan como operación y suman $0. Las etiquetas son las del índice de códigos de la SEC.
Quién ha operado
En los 15 meses del histórico han declarado operaciones de Lumentum Holdings Inc. 15 personas o entidades distintas. De ellas, ninguna compró en mercado abierto y 12 vendieron. Se cuentan por su CIK, el número fijo que la SEC da a cada declarante, y no por el nombre, que cada uno escribe a su manera.
De los 12 que vendieron en mercado abierto (70 ventas en total), los tres que más vendieron suman $121,4M de los $177,8M: el 68% del dinero en tres personas.
| Declarante | Cargo | Transacciones | Comprado (nº) | Vendido (nº) | Última declarada |
|---|---|---|---|---|---|
| Retort Vincent | SEE REMARKS | 16 | — | $69,5M (6) | 2026-08-27 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | 15 | — | $32,1M (4) | 2026-10-02 |
| Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | 47 | — | $19,9M (36) | 2026-09-30 |
| Kim Jae | SVP, GENERAL COUNSEL | 19 | — | $17,1M (8) | 2026-08-27 |
| Lillie Brian | Consejero | 4 | — | $11,8M (2) | 2026-07-16 |
| Small Ian | Consejero | 4 | — | $7,5M (2) | 2026-07-16 |
| Harris Isaac Hosojiro | Consejero | 16 | — | $6,6M (3) | 2026-07-07 |
| Herscher Penny | Consejero | 4 | — | $5,0M (2) | 2026-07-16 |
Se enseñan los 8 que más dinero movieron, de 15. Los demás están en el histórico completo, que se abre con el enlace de arriba. El nombre lleva a todas sus operaciones, en cualquier empresa. «Transacciones» cuenta cualquier código; el dinero, solo mercado abierto. Cargo: el de su última declaración.
Mes a mes
Por el mes en que se operó, no en el que se presentó el formulario; los meses sin operaciones van a cero. El mes con más movimiento fue sept 2026: 0 compras y 20 ventas, por $9,0M. 7 de los 15 meses no tienen ninguna.
| Mes | Compras | Importe | Ventas | Importe |
|---|---|---|---|---|
| ago 2025 | 0 | $0 | 5 | $2,1M |
| sept 2025 | 0 | $0 | 0 | $0 |
| oct 2025 | 0 | $0 | 0 | $0 |
| nov 2025 | 0 | $0 | 10 | $7,5M |
| dic 2025 | 0 | $0 | 0 | $0 |
| ene 2026 | 0 | $0 | 0 | $0 |
| feb 2026 | 0 | $0 | 6 | $38,9M |
| mar 2026 | 0 | $0 | 0 | $0 |
| abr 2026 | 0 | $0 | 0 | $0 |
| may 2026 | 0 | $0 | 12 | $37,4M |
| jun 2026 | 0 | $0 | 1 | $1,4M |
| jul 2026 | 0 | $0 | 0 | $0 |
| ago 2026 | 0 | $0 | 15 | $55,9M |
| sept 2026 | 0 | $0 | 20 | $9,0M |
| oct 2026 | 0 | $0 | 1 | $25,7M |
El último mes puede ir incompleto: el Formulario 4 se presenta hasta dos días hábiles después. La tabla no dice si el patrón es bueno o malo; dice cuándo pasó.
Ficha de análisis de Lumentum Holdings Inc. (LITE) →
Otras empresas de Tecnología con operaciones de directivos
Están las 500 en el índice de la sección →
Qué directivos están comprando acciones de su propia empresa →
Cómo leer estos datos
14 de las 20 ventas de la tabla van marcadas como programadas (plan 10b5-1): se firman con meses de antelación y se ejecutan solas, así que no dicen lo que el directivo piensa hoy. Lumentum no tiene ninguna compra en mercado abierto (código P) en el histórico, que es lo más común en el S&P 500: los directivos ya cobran en acciones. La última presentación es del 2 oct 2026, y el Formulario 4 llega hasta dos días hábiles después de operar.
18 de las 20 filas de la tabla llevan notas al pie del propio Formulario 4, plegadas en la columna del código y copiadas tal cual, en inglés; una fila sin nota es que el formulario no la trae.
Guía: Compras de directivos · todas las guías
Lo que hay detrás de estas operaciones
Los conceptos de esta página, explicados desde cero en la Academia. Gratis y sin cuenta.
- Qué dice y qué NO dice la hipótesis de eficienciaSi la compra de un directivo es pública y cualquiera puede leerla, ¿queda información dentro? Es la pregunta exacta que trae a esta página.
- Quién mueve realmente el mercado: los tipos de inversoresQuién hay al otro lado de cada orden, y qué sitio ocupan entre ellos los directivos de la propia empresa.
- Oferta, demanda y el precio: por qué sube y baja constantementeCómo acaba una noticia metida en el precio, y por qué la reacción a una venta declarada rara vez es la que uno esperaría.
Fuente: SEC EDGAR Formulario 4. Esto es una lista de hechos públicos, no asesoramiento financiero ni una recomendación de compra o venta.