Compras y ventas de directivos de Morgan Stanley (MS)
Qué compran y venden los consejeros y directivos del S&P 500 en sus propias empresas, tal cual lo presentan en los Formularios 4 de la SEC (2 días hábiles de plazo): cada fila con su código oficial y sin filtrar nada.
Las compras en mercado abierto (código P) son la señal rara, en verde; las ventas (código S) son frecuentes y muchas van programadas (10b5-1). La tabla II (derivados) no se incluye: sus precios son de ejercicio, no de mercado. Guía: compras de directivos.
| Fecha | Ticker | Directivo | Cargo | Acciones | Precio | Importe | % posición | Tipo / documento |
|---|
Descargar estas transacciones en CSV Sin cuenta y sin registro. Los datos son públicos: salen de los Formularios 4 de la SEC.
Compras y ventas de directivos de Morgan Stanley (MS): ninguna compra y 15 ventas
95 transacciones de la tabla I del Formulario 4 declaradas ante la SEC por directivos de Morgan Stanley entre el 2025-10-17 y el 2026-09-24 (histórico de 15 meses): 0 compras y 15 ventas en mercado abierto, y 80 transacciones con otros códigos del Formulario 4, desglosados uno a uno más abajo. La mayor operación en mercado abierto es una venta de $16,4M de Pick Edward el 2025-10-31.
Compras y ventas de directivos de Morgan Stanley en los últimos 12 meses
Entre el 21 oct 2025 y el 20 oct 2026, los directivos de Morgan Stanley declararon 15 ventas por $68,2M en mercado abierto, y ninguna compra.
Quien más vendió fue Pick Edward (Chairman and CEO): $16,4M en 1 venta, de 9 vendedores distintos.
La mayor operación del período fue una venta de $16,4M el 31 oct 2025, de Pick Edward (Chairman and CEO). Formulario 4 en sec.gov (0001628280-25-047850).
Ninguna de las 15 ventas lleva en el Formulario 4 la marca de plan 10b5-1 (las ventas programadas con meses de antelación).
En los tres últimos meses hay 1 venta, frente a 2 en los tres anteriores. La última venta es del 28 jul 2026.
Frente a su sector (Servicios financieros, 70 empresas con página de directivos en esta web), en las mismas fechas la mediana es de 10 ventas y 0 compras en mercado abierto. Morgan Stanley tiene más ventas que 45 de las otras 69, es la 16.ª de 70 por dinero neto vendido, y 32 de las 70 tienen al menos una compra.
Las 20 operaciones más importantes
Como MS no tiene compras en mercado abierto, la tabla empieza por sus ventas, de mayor a menor importe. El histórico completo está en la herramienta de arriba, ya buscado.
Ver las 95 operaciones de MS en el histórico completo →
| Operación | Declarada | Directivo | Cargo | Importe | Código | Documento |
|---|---|---|---|---|---|---|
| 2025-10-31 | 2025-10-31 | Pick Edward | Chairman and CEO | $16,4M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.11 to $164.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-04-16 | 2026-04-17 | Saperstein Andrew M | Co-President | $9,7M | S — Venta en mercado abierto6 notas del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-01-30 | 2026-01-30 | Simkowitz Daniel A | Co-President | $6,0M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.06 to $183.05, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-01-20 | 2026-01-22 | Saperstein Andrew M | Co-President | $5,6M | S — Venta en mercado abierto6 notas del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.34 to $182.33, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.35 to $183.25, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.54 to $184.53, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.54 to $185.53, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.54 to $186.44, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.55 to $186.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-07-17 | 2026-07-17 | Pizzi Michael A. | Head Technology & Operations | $5,2M | S — Venta en mercado abierto | SEC |
| 2026-01-20 | 2026-01-22 | Grossman Eric F | Chief Legal/Admin Officer | $4,0M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.02, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-01-20 | 2026-01-22 | Pizzi Michael A. | Head Technology & Operations | $3,7M | S — Venta en mercado abierto | SEC |
| 2026-07-16 | 2026-07-17 | Yeshaya Sharon | Chief Financial Officer | $3,5M | S — Venta en mercado abierto Tenencia indirecta, a través de: By LLC on behalf of Trust | SEC |
| 2026-04-16 | 2026-04-17 | Crawley Mandell | Chief Client Officer | $3,0M | S — Venta en mercado abierto3 notas del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.89 to $187.84, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.89 to $188.88, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.89 to $189.30, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-01-20 | 2026-01-22 | Yeshaya Sharon | Chief Financial Officer | $2,9M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.67 to $185.98, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-04-17 | 2026-04-17 | Simkowitz Daniel A | Co-President | $2,8M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.72 to $189.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-04-20 | 2026-04-20 | Grossman Eric F | Chief Legal/Admin Officer | $2,1M | S — Venta en mercado abierto | SEC |
| 2026-01-20 | 2026-01-22 | Smith Charles A | Chief Risk Officer | $1,5M | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.0401 to $182.1301, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-01-20 | 2026-01-22 | Crawley Mandell | Chief Client Officer | $1,4M | S — Venta en mercado abierto5 notas del Formulario 4 (texto original de la SEC, en inglés)F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.45 to $182.44, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.47 to $182.97, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.58 to $184.55, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.58 to $185.54, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.59 to $186.46, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. | SEC |
| 2026-07-28 | 2026-07-29 | Schapiro Mary L | Consejero | $212k | S — Venta en mercado abierto | SEC |
| 2026-09-22 | 2026-09-24 | Mitsubishi Ufj Financial Group Inc | Accionista >10% | $285,0M | D — Venta o devolución al emisor (programada 10b5-1)2 notas del Formulario 4 (texto original de la SEC, en inglés)F1 By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization. F2 The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan adopted on April 18, 2018 and designed to comply with Rule 10b5-1(c). | SEC |
| 2026-07-30 | 2026-08-03 | Mitsubishi Ufj Financial Group Inc | Accionista >10% | $88,4M | D — Venta o devolución al emisor (programada 10b5-1)2 notas del Formulario 4 (texto original de la SEC, en inglés)F1 By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization. F2 The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan adopted on April 18, 2018 and designed to comply with Rule 10b5-1(c). | SEC |
| 2026-01-16 | 2026-01-16 | Simkowitz Daniel A | Co-President | $6,8M | F — Retención fiscal (acciones entregadas por impuestos)Nota del Formulario 4 (texto original de la SEC, en inglés)F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023. | SEC |
| 2026-01-16 | 2026-01-16 | Pick Edward | Chairman and CEO | $6,7M | F — Retención fiscal (acciones entregadas por impuestos)2 notas del Formulario 4 (texto original de la SEC, en inglés)F1 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023. F2 Since the Reporting Person's last report, 77,013 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. | SEC |
| 2026-02-19 | 2026-02-20 | Pick Edward | Chairman and CEO | $6,0M | F — Retención fiscal (acciones entregadas por impuestos)Nota del Formulario 4 (texto original de la SEC, en inglés)F2 Shares withheld to satisfy taxes upon the conversion of the PSU Award described in footnote (1). | SEC |
El saldo del período: cuánto dinero entra y cuánto sale
En los Formularios 4 presentados entre el 17 oct 2025 y el 24 sept 2026 no consta ni una compra en mercado abierto de Morgan Stanley: 15 ventas por $68,2M y cero dólares comprados.
Solo cuentan los códigos P y S, donde el directivo pone o saca su propio dinero. Que el saldo de Morgan Stanley salga vendedor es lo habitual en el S&P 500, donde buena parte del sueldo se cobra en acciones. No es una recomendación de comprar ni de vender: es lo que se declaró.
Todas las transacciones, código por código
| Código | Qué significa | Operaciones | Importe declarado |
|---|---|---|---|
| A | Adjudicación o premio de acciones | 39 | $726k |
| F | Retención fiscal (acciones entregadas por impuestos) | 25 | $70,8M |
| S | Venta en mercado abierto | 15 | $68,2M |
| G | Regalo o donación | 11 | $0 |
| L | Compra pequeña (regla 16a-6) | 3 | $6k |
| D | Venta o devolución al emisor | 2 | $373,3M |
| Total | Todo lo declarado en el período | 95 | $513,0M |
40 de las 95 filas no traen un importe utilizable en el Formulario 4: cuentan como operación y suman $0. Las etiquetas son las del índice de códigos de la SEC.
Quién ha operado
En los 15 meses del histórico han declarado operaciones de Morgan Stanley 22 personas o entidades distintas. De ellas, ninguna compró en mercado abierto y 9 vendieron. Se cuentan por su CIK, el número fijo que la SEC da a cada declarante, y no por el nombre, que cada uno escribe a su manera.
De los 9 que vendieron en mercado abierto (15 ventas en total), los tres que más vendieron suman $40,6M de los $68,2M: el 60% del dinero en tres personas.
| Declarante | Cargo | Transacciones | Comprado (nº) | Vendido (nº) | Última declarada |
|---|---|---|---|---|---|
| Pick Edward | Chairman and CEO | 8 | — | $16,4M (1) | 2026-03-13 |
| Saperstein Andrew M | Co-President | 8 | — | $15,3M (2) | 2026-04-17 |
| Pizzi Michael A. | Head Technology & Operations | 8 | — | $8,9M (2) | 2026-07-17 |
| Simkowitz Daniel A | Co-President | 10 | — | $8,8M (2) | 2026-04-17 |
| Yeshaya Sharon | Chief Financial Officer | 10 | — | $6,4M (2) | 2026-07-17 |
| Grossman Eric F | Chief Legal/Admin Officer | 9 | — | $6,1M (2) | 2026-04-20 |
| Crawley Mandell | Chief Client Officer | 9 | — | $4,5M (2) | 2026-04-17 |
| Smith Charles A | Chief Risk Officer | 3 | — | $1,5M (1) | 2026-01-22 |
Se enseñan los 8 que más dinero movieron, de 22. Los demás están en el histórico completo, que se abre con el enlace de arriba. El nombre lleva a todas sus operaciones, en cualquier empresa. «Transacciones» cuenta cualquier código; el dinero, solo mercado abierto. Cargo: el de su última declaración.
Mes a mes
Por el mes en que se operó, no en el que se presentó el formulario; los meses sin operaciones van a cero. El mes con más movimiento fue ene 2026: 0 compras y 7 ventas, por $25,2M. 11 de los 15 meses no tienen ninguna.
| Mes | Compras | Importe | Ventas | Importe |
|---|---|---|---|---|
| ago 2025 | 0 | $0 | 0 | $0 |
| sept 2025 | 0 | $0 | 0 | $0 |
| oct 2025 | 0 | $0 | 1 | $16,4M |
| nov 2025 | 0 | $0 | 0 | $0 |
| dic 2025 | 0 | $0 | 0 | $0 |
| ene 2026 | 0 | $0 | 7 | $25,2M |
| feb 2026 | 0 | $0 | 0 | $0 |
| mar 2026 | 0 | $0 | 0 | $0 |
| abr 2026 | 0 | $0 | 4 | $17,7M |
| may 2026 | 0 | $0 | 0 | $0 |
| jun 2026 | 0 | $0 | 0 | $0 |
| jul 2026 | 0 | $0 | 3 | $8,9M |
| ago 2026 | 0 | $0 | 0 | $0 |
| sept 2026 | 0 | $0 | 0 | $0 |
| oct 2026 | 0 | $0 | 0 | $0 |
El último mes puede ir incompleto: el Formulario 4 se presenta hasta dos días hábiles después. La tabla no dice si el patrón es bueno o malo; dice cuándo pasó.
Ficha de análisis de Morgan Stanley (MS) →
Otras empresas de Servicios financieros con operaciones de directivos
Están las 500 en el índice de la sección →
Qué directivos están comprando acciones de su propia empresa →
Cómo leer estos datos
Ninguna de las 15 ventas de la tabla va marcada como programada (plan 10b5-1), la venta que se firma con meses de antelación y se ejecuta sola. Morgan Stanley no tiene ninguna compra en mercado abierto (código P) en el histórico, que es lo más común en el S&P 500: los directivos ya cobran en acciones. La última presentación es del 24 sept 2026, y el Formulario 4 llega hasta dos días hábiles después de operar.
15 de las 20 filas de la tabla llevan notas al pie del propio Formulario 4, plegadas en la columna del código y copiadas tal cual, en inglés; una fila sin nota es que el formulario no la trae.
Guía: Compras de directivos · todas las guías
Lo que hay detrás de estas operaciones
Los conceptos de esta página, explicados desde cero en la Academia. Gratis y sin cuenta.
- Qué dice y qué NO dice la hipótesis de eficienciaSi la compra de un directivo es pública y cualquiera puede leerla, ¿queda información dentro? Es la pregunta exacta que trae a esta página.
- Quién mueve realmente el mercado: los tipos de inversoresQuién hay al otro lado de cada orden, y qué sitio ocupan entre ellos los directivos de la propia empresa.
- Oferta, demanda y el precio: por qué sube y baja constantementeCómo acaba una noticia metida en el precio, y por qué la reacción a una venta declarada rara vez es la que uno esperaría.
Fuente: SEC EDGAR Formulario 4. Esto es una lista de hechos públicos, no asesoramiento financiero ni una recomendación de compra o venta.