Compras y ventas de directivos de Capital One Financial (COF)
Qué compran y venden los consejeros y directivos del S&P 500 en sus propias empresas, tal cual lo presentan en los Formularios 4 de la SEC (2 días hábiles de plazo): cada fila con su código oficial y sin filtrar nada.
Las compras en mercado abierto (código P) son la señal rara, en verde; las ventas (código S) son frecuentes y muchas van programadas (10b5-1). La tabla II (derivados) no se incluye: sus precios son de ejercicio, no de mercado. Guía: compras de directivos.
| Fecha | Ticker | Directivo | Cargo | Acciones | Precio | Importe | % posición | Tipo / documento |
|---|
Descargar estas transacciones en CSV Sin cuenta y sin registro. Los datos son públicos: salen de los Formularios 4 de la SEC.
Compras y ventas de directivos de Capital One Financial Corporation (COF): ninguna compra y 46 ventas
127 transacciones de la tabla I del Formulario 4 declaradas ante la SEC por directivos de Capital One Financial Corporation entre el 2025-09-03 y el 2026-10-19 (histórico de 15 meses): 0 compras y 46 ventas en mercado abierto, y 81 transacciones con otros códigos del Formulario 4, desglosados uno a uno más abajo. La mayor operación en mercado abierto es una venta de $23,4M de Fairbank Richard D el 2025-10-27.
Compras y ventas de directivos de Capital One Financial en los últimos 12 meses
Entre el 21 oct 2025 y el 20 oct 2026, los directivos de Capital One Financial declararon 44 ventas por $90,4M en mercado abierto, y ninguna compra.
Quien más vendió fue Fairbank Richard D (Chairman and CEO): $46,2M en 2 ventas, de 12 vendedores distintos.
La mayor operación del período fue una venta de $23,4M el 27 oct 2025, de Fairbank Richard D (Chairman and CEO), dentro de un plan 10b5-1. Formulario 4 en sec.gov (0001238032-25-000006).
De las 44 ventas, 42 (el 95%, $88,5M) llevan en el Formulario 4 la marca de plan 10b5-1, es decir, se programaron con meses de antelación; las otras 2 no la llevan.
En los tres últimos meses hay 16 ventas, frente a 6 en los tres anteriores. La última venta es del 15 oct 2026.
Frente a su sector (Servicios financieros, 70 empresas con página de directivos en esta web), en las mismas fechas la mediana es de 10 ventas y 0 compras en mercado abierto. Capital One Financial tiene más ventas que 64 de las otras 69, es la 10.ª de 70 por dinero neto vendido, y 32 de las 70 tienen al menos una compra.
Las 20 operaciones más importantes
Como COF no tiene compras en mercado abierto, la tabla empieza por sus ventas, de mayor a menor importe. El histórico completo está en la herramienta de arriba, ya buscado.
Ver las 127 operaciones de COF en el histórico completo →
| Operación | Declarada | Directivo | Cargo | Importe | Código | Documento |
|---|---|---|---|---|---|---|
| 2025-10-27 | 2025-10-29 | Fairbank Richard D | Chairman and CEO | $23,4M | S — Venta en mercado abierto (programada 10b5-1)9 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.90 to $224.89. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.91 to $225.88. Information regarding the number of shares sold at each price will be provided upon request. F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.92 to $226.91. Information regarding the number of shares sold at each price will be provided upon request. F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request. F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.93 to $224.91. Information regarding the number of shares sold at each price will be provided upon request. F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.93 to $225.92. Information regarding the number of shares sold at each price will be provided upon request. F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.93 to $226.91. Information regarding the number of shares sold at each price will be provided upon request. F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request. | SEC |
| 2025-11-04 | 2025-11-06 | Fairbank Richard D | Chairman and CEO | $22,8M | S — Venta en mercado abierto (programada 10b5-1)10 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.56 to $218.55. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.56 to $219.47. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.56 to $220.49. Information regarding the number of shares sold at each price will be provided upon request. F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.60 to $221.54. Information regarding the number of shares sold at each price will be provided upon request. F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.60 to $221.94. Information regarding the number of shares sold at each price will be provided upon request. F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.89 to $218.87. Information regarding the number of shares sold at each price will be provided upon request. F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.89 to $219.77. Information regarding the number of shares sold at each price will be provided upon request. F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.95 to $220.94. Information regarding the number of shares sold at each price will be provided upon request. F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.97 to $221.94. Information regarding the number of shares sold at each price will be provided upon request. | SEC |
| 2025-11-06 | 2025-11-07 | Blinde Neal | President, Commercial Banking | $9,6M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-02-24 | 2026-02-26 | Blinde Neal | President, Commercial Banking | $7,3M | S — Venta en mercado abierto (programada 10b5-1)9 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.70 to $188.30. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.79 to $189.74. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.25. Information regarding the number of shares sold at each price will be provided upon request. F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $191.83. Information regarding the number of shares sold at each price will be provided upon request. F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.79. Information regarding the number of shares sold at each price will be provided upon request. F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.85 to $189.77. Information regarding the number of shares sold at each price will be provided upon request. F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.05 to $191.00. Information regarding the number of shares sold at each price will be provided upon request. F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.12 to $191.83. Information regarding the number of shares sold at each price will be provided upon request. | SEC |
| 2025-11-13 | 2025-11-17 | Laprade,Iii Frank G. | Chief Enterprise Srvcs Officer | $4,0M | S — Venta en mercado abierto (programada 10b5-1)3 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.61 to $221.57. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.95 to $222.94. Information regarding the number of shares sold at each price will be provided upon request. | SEC |
| 2026-01-05 | 2026-01-06 | Raghu Ravi | Pres, Software, Intl & Sm Bus | $3,4M | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on February 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-07-31 | 2026-08-03 | Raghu Ravi | Pres, Software, Intl & Sm Bus | $2,0M | S — Venta en mercado abierto (programada 10b5-1)4 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request. | SEC |
| 2026-08-10 | 2026-08-11 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | $1,2M | S — Venta en mercado abierto | SEC |
| 2026-01-02 | 2026-01-06 | Dean Lia | Pres, Banking & Prem. Products | $773k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-08-04 | 2026-08-05 | Cooper Matthew W | General Counsel & Corp Secy | $768k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-02-25 | 2026-02-26 | Hanson Jason P. | Pres.- Global Payment Network | $764k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-09-01 | 2026-09-02 | Cooper Matthew W | General Counsel & Corp Secy | $749k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-07-29 | 2026-07-30 | Golden Timothy P | SVP, Chief Accounting Officer | $736k | S — Venta en mercado abiertoNota del Formulario 4 (texto original de la SEC, en inglés)F1 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. | SEC |
| 2026-02-04 | 2026-02-05 | Dean Lia | Pres, Banking & Prem. Products | $735k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F3 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-07-07 | 2026-07-08 | Cooper Matthew W | General Counsel & Corp Secy | $728k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2025-12-01 | 2025-12-03 | Dean Lia | Pres, Banking & Prem. Products | $713k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-10-06 | 2026-10-07 | Cooper Matthew W | General Counsel & Corp Secy | $687k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-05-12 | 2026-05-14 | Cooper Matthew W | General Counsel & Corp Secy | $644k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2026-06-02 | 2026-06-03 | Cooper Matthew W | General Counsel & Corp Secy | $642k | S — Venta en mercado abierto (programada 10b5-1)Nota del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. | SEC |
| 2025-12-01 | 2025-12-03 | Karam Celia | Pres, Retail Bank | $640k | S — Venta en mercado abierto (programada 10b5-1)2 notas del Formulario 4 (texto original de la SEC, en inglés)F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. | SEC |
El saldo del período: cuánto dinero entra y cuánto sale
En los Formularios 4 presentados entre el 3 sept 2025 y el 19 oct 2026 no consta ni una compra en mercado abierto de Capital One Financial Corporation: 46 ventas por $91,3M y cero dólares comprados.
Solo cuentan los códigos P y S, donde el directivo pone o saca su propio dinero. Que el saldo de Capital One Financial Corporation salga vendedor es lo habitual en el S&P 500, donde buena parte del sueldo se cobra en acciones. No es una recomendación de comprar ni de vender: es lo que se declaró.
Todas las transacciones, código por código
| Código | Qué significa | Operaciones | Importe declarado |
|---|---|---|---|
| S | Venta en mercado abierto | 46 | $91,3M |
| A | Adjudicación o premio de acciones | 42 | $0 |
| F | Retención fiscal (acciones entregadas por impuestos) | 32 | $29,8M |
| M | Ejercicio de opciones | 6 | $7,1M |
| D | Venta o devolución al emisor | 1 | $9,8M |
| Total | Todo lo declarado en el período | 127 | $138,0M |
45 de las 127 filas no traen un importe utilizable en el Formulario 4: cuentan como operación y suman $0. Las etiquetas son las del índice de códigos de la SEC.
Quién ha operado
En los 15 meses del histórico han declarado operaciones de Capital One Financial Corporation 28 personas o entidades distintas. De ellas, ninguna compró en mercado abierto y 12 vendieron. Se cuentan por su CIK, el número fijo que la SEC da a cada declarante, y no por el nombre, que cada uno escribe a su manera.
De los 12 que vendieron en mercado abierto (46 ventas en total), los tres que más vendieron suman $69,5M de los $91,3M: el 76% del dinero en tres personas.
| Declarante | Cargo | Transacciones | Comprado (nº) | Vendido (nº) | Última declarada |
|---|---|---|---|---|---|
| Fairbank Richard D | Chairman and CEO | 10 | — | $46,2M (2) | 2026-03-11 |
| Blinde Neal | President, Commercial Banking | 7 | — | $16,8M (2) | 2026-03-11 |
| Cooper Matthew W | General Counsel & Corp Secy | 15 | — | $6,5M (11) | 2026-10-07 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 7 | — | $5,4M (3) | 2026-08-10 |
| Dean Lia | Pres, Banking & Prem. Products | 12 | — | $4,5M (8) | 2026-10-19 |
| Laprade,Iii Frank G. | Chief Enterprise Srvcs Officer | 6 | — | $4,0M (1) | 2026-04-09 |
| Karam Celia | Pres, Retail Bank | 13 | — | $3,7M (9) | 2026-10-19 |
| Mouadeb Mark Daniel | President, Card | 9 | — | $1,3M (5) | 2026-08-17 |
Se enseñan los 8 que más dinero movieron, de 28. Los demás están en el histórico completo, que se abre con el enlace de arriba. El nombre lleva a todas sus operaciones, en cualquier empresa. «Transacciones» cuenta cualquier código; el dinero, solo mercado abierto. Cargo: el de su última declaración.
Mes a mes
Por el mes en que se operó, no en el que se presentó el formulario; los meses sin operaciones van a cero. El mes con más movimiento fue ago 2026: 0 compras y 8 ventas, por $3,6M. 1 de los 15 meses no tienen ninguna.
| Mes | Compras | Importe | Ventas | Importe |
|---|---|---|---|---|
| ago 2025 | 0 | $0 | 0 | $0 |
| sept 2025 | 0 | $0 | 1 | $447k |
| oct 2025 | 0 | $0 | 2 | $23,8M |
| nov 2025 | 0 | $0 | 4 | $36,8M |
| dic 2025 | 0 | $0 | 3 | $1,8M |
| ene 2026 | 0 | $0 | 4 | $5,1M |
| feb 2026 | 0 | $0 | 6 | $9,9M |
| mar 2026 | 0 | $0 | 2 | $940k |
| abr 2026 | 0 | $0 | 2 | $518k |
| may 2026 | 0 | $0 | 4 | $1,2M |
| jun 2026 | 0 | $0 | 1 | $642k |
| jul 2026 | 0 | $0 | 3 | $3,5M |
| ago 2026 | 0 | $0 | 8 | $3,6M |
| sept 2026 | 0 | $0 | 3 | $1,6M |
| oct 2026 | 0 | $0 | 3 | $1,4M |
El último mes puede ir incompleto: el Formulario 4 se presenta hasta dos días hábiles después. La tabla no dice si el patrón es bueno o malo; dice cuándo pasó.
Ficha de análisis de Capital One Financial Corporation (COF) →
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Cómo leer estos datos
18 de las 20 ventas de la tabla van marcadas como programadas (plan 10b5-1): se firman con meses de antelación y se ejecutan solas, así que no dicen lo que el directivo piensa hoy. Capital One Financial no tiene ninguna compra en mercado abierto (código P) en el histórico, que es lo más común en el S&P 500: los directivos ya cobran en acciones. La última presentación es del 19 oct 2026, y el Formulario 4 llega hasta dos días hábiles después de operar.
19 de las 20 filas de la tabla llevan notas al pie del propio Formulario 4, plegadas en la columna del código y copiadas tal cual, en inglés; una fila sin nota es que el formulario no la trae.
Guía: Compras de directivos · todas las guías
Lo que hay detrás de estas operaciones
Los conceptos de esta página, explicados desde cero en la Academia. Gratis y sin cuenta.
- Qué dice y qué NO dice la hipótesis de eficienciaSi la compra de un directivo es pública y cualquiera puede leerla, ¿queda información dentro? Es la pregunta exacta que trae a esta página.
- Quién mueve realmente el mercado: los tipos de inversoresQuién hay al otro lado de cada orden, y qué sitio ocupan entre ellos los directivos de la propia empresa.
- Oferta, demanda y el precio: por qué sube y baja constantementeCómo acaba una noticia metida en el precio, y por qué la reacción a una venta declarada rara vez es la que uno esperaría.
Fuente: SEC EDGAR Formulario 4. Esto es una lista de hechos públicos, no asesoramiento financiero ni una recomendación de compra o venta.