Broadridge Financial Solutions (BR) insider buying and selling
Every Table I transaction reported by directors and officers of S&P 500 companies on SEC Form 4 filings (2 business days to file): each row labeled with its official transaction code, nothing filtered out beforehand.
Open-market purchases (code P) are the rare signal, in green; sales (code S) are common and often pre-scheduled (10b5-1). Table II (derivatives) is not included: its prices are exercise prices, not market values. Guide: insider buying.
| Date | Ticker | Insider | Role | Shares | Price | Amount | % of stake | Type / filing |
|---|
Download these transactions as CSV No account, no sign-up. The data is public: it comes from SEC Form 4 filings.
Broadridge Financial Solutions, Inc. (BR) insider buying and selling: 1 purchase, 6 sales
98 Form 4 Table I transactions filed with the SEC by Broadridge Financial Solutions, Inc. insiders between 2025-08-26 and 2026-10-06 (15-month history): 1 open-market purchase and 6 sales, plus 91 transactions under other Form 4 codes, broken down one by one below. The largest open-market trade is a sale of $2.3M by Carey Thomas P on 2025-12-03.
Broadridge Financial Solutions insider buying and selling over the last 12 months
Between Oct 21, 2025 and Oct 20, 2026, Broadridge Financial Solutions insiders filed 1 purchase worth $1.0M and 5 sales worth $4.0M on the open market. The net balance is on the sell side: $3.0M more sold than bought.
The biggest buyer was Gokey Timothy C (CEO): $1.0M in 1 purchase, the only buyer. The biggest seller was Carey Thomas P (Corporate VP): $2.7M in 2 sales, out of 4 different sellers.
The largest trade of the period was a sale of $2.3M on Dec 3, 2025, by Carey Thomas P (Corporate VP). Form 4 on sec.gov (0001225208-25-009654).
None of the 5 sales carries the 10b5-1 plan flag on the Form 4 (sales scheduled months ahead).
The last three months show 0 purchases and 1 sale, against 0 and 1 in the three before. The latest purchase is from Mar 6, 2026; the latest sale from Oct 1, 2026.
Against its sector (Technology, 85 companies with an insider page on this site), over the same dates the median is 22 sales and 0 purchases on the open market. Broadridge Financial Solutions has more sales than 9 of the other 84, ranks 75 of 85 by net dollars sold, and 32 of the 85 have at least one purchase, Broadridge Financial Solutions included.
The 20 most important trades
The only open-market purchase first, then the rest, each type from largest to smallest. The full history is in the tool above, already searched.
See all 98 BR trades in the full history →
| Trade date | Filed | Insider | Role | Amount | Code | Filing |
|---|---|---|---|---|---|---|
| 2026-03-06 | 2026-03-09 | Gokey Timothy C | CEO | $1.0M | P — Open-market purchaseForm 4 footnoteF1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in accordance with SEC Rule 10b-18 at prices ranging from $194.1300 - $195.1900, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. | SEC |
| 2025-12-03 | 2025-12-04 | Carey Thomas P | Corporate VP | $2.3M | S — Open-market saleForm 4 footnoteF1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.89 - $229.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. | SEC |
| 2025-08-25 | 2025-08-26 | Gokey Timothy C | CEO | $1.5M | S — Open-market sale (scheduled 10b5-1)2 Form 4 footnotesF1 The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person May 14, 2025. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.24 - $262.46, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. | SEC |
| 2025-11-18 | 2025-11-18 | Perry Christopher John | President | $900k | S — Open-market sale | SEC |
| 2026-10-01 | 2026-10-05 | Carey Thomas P | Corporate VP | $400k | S — Open-market saleForm 4 footnoteF1 Represents the amount of shares sold to cover tax liabilities upon the vesting of 5,275 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. | SEC |
| 2026-06-04 | 2026-06-05 | Jarkowski Hope M. | Chief Legal Officer | $305k | S — Open-market sale | SEC |
| 2026-02-06 | 2026-02-06 | Duelks Robert N | Director | $49k | S — Open-market sale | SEC |
| 2026-10-01 | 2026-10-05 | Gokey Timothy C | CEO | $2.7M | F — Tax withholding (shares surrendered for taxes) | SEC |
| 2025-12-03 | 2025-12-04 | Carey Thomas P | Corporate VP | $1.3M | M — Option exercise | SEC |
| 2026-10-01 | 2026-10-05 | Perry Christopher John | President | $766k | F — Tax withholding (shares surrendered for taxes) | SEC |
| 2026-10-01 | 2026-10-05 | Stingi Richard John | Corporate VP and CHRO | $179k | F — Tax withholding (shares surrendered for taxes) | SEC |
| 2026-10-01 | 2026-10-05 | Deschutter Douglas Richard | Co-President ICS | $147k | F — Tax withholding (shares surrendered for taxes) | SEC |
| 2026-04-01 | 2026-04-02 | Jarkowski Hope M. | Chief Legal Officer | $146k | F — Tax withholding (shares surrendered for taxes) | SEC |
| 2026-06-27 | 2026-06-29 | Ghei Ashima | CFO | $125k | F — Tax withholding (shares surrendered for taxes)Form 4 footnoteF2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. | SEC |
| 2026-02-25 | 2026-02-25 | Duelks Robert N | Director | $86k | D — Sale back to the issuer Indirect holding, through: BOMAR II LLC | SEC |
| 2026-10-01 | 2026-10-05 | Ghei Ashima | CFO | $51k | F — Tax withholding (shares surrendered for taxes)Form 4 footnoteF2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. | SEC |
| 2026-10-05 | 2026-10-06 | Duelks Robert N | Director | A — Grant or awardForm 4 footnoteF1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. | SEC | |
| 2026-10-05 | 2026-10-06 | Flowers Melvin L | Director | A — Grant or awardForm 4 footnoteF1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. | SEC | |
| 2026-10-05 | 2026-10-06 | Markus Maura A. | Director | A — Grant or award2 Form 4 footnotesF1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. | SEC | |
| 2026-10-05 | 2026-10-06 | Mosconi Patricia Ann | Director | A — Grant or award2 Form 4 footnotesF1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. | SEC |
The period balance: money in, money out
Across the Form 4 filings submitted between Aug 26, 2025 and Oct 6, 2026, Broadridge Financial Solutions, Inc. open-market activity adds up to 1 purchase worth $1.0M and 6 sales worth $5.5M. The net balance is $4.4M on the sell side.
Only codes P and S count, where an insider puts in or takes out their own money. A selling balance like Broadridge Financial Solutions, Inc.'s is the norm in the S&P 500, where much of the pay comes as stock. It is not a recommendation to buy or sell: it is what was filed.
Every transaction, code by code
| Code | What it means | Trades | Reported amount |
|---|---|---|---|
| A | Grant or award | 76 | $0 |
| F | Tax withholding (shares surrendered for taxes) | 7 | $4.1M |
| S | Open-market sale | 6 | $5.5M |
| M | Option exercise | 4 | $1.3M |
| G | Gift | 3 | $0 |
| D | Sale back to the issuer | 1 | $86k |
| P | Open-market purchase | 1 | $1.0M |
| Total | Everything filed in the period | 98 | $12.0M |
82 of the 98 rows carry no usable amount on the Form 4: they count as trades and add $0. The code labels come from the SEC index.
Who has traded
Over the 15 months of history, 16 distinct people or entities have filed Broadridge Financial Solutions, Inc. transactions: 1 bought on the open market and 5 sold. Counted by CIK, the fixed number the SEC gives each filer, and not by name, which each filer types their own way.
| Filer | Role | Transactions | Bought (count) | Sold (count) | Last filed |
|---|---|---|---|---|---|
| Carey Thomas P | Corporate VP | 4 | — | $2.7M (2) | 2026-10-05 |
| Gokey Timothy C | CEO | 5 | $1.0M (1) | $1.5M (1) | 2026-10-05 |
| Perry Christopher John | President | 3 | — | $900k (1) | 2026-10-05 |
| Jarkowski Hope M. | Chief Legal Officer | 3 | — | $305k (1) | 2026-06-05 |
| Duelks Robert N | Director | 10 | — | $49k (1) | 2026-10-06 |
| Markus Maura A. | Director | 11 | — | — | 2026-10-06 |
| Murray Eileen K | Director | 11 | — | — | 2026-10-06 |
| Nazareth Annette L. | Director | 11 | — | — | 2026-10-06 |
Shown here are the 8 who moved the most money, out of 16. The rest are in the full history, one link above. The name links to all their trades, in any company. "Transactions" counts any code; the money, open market only. Role: from their latest filing.
Month by month
By the month the trade was executed, not the month it was filed; months with no trades show zero. The busiest month was Aug 2025: 0 purchases and 1 sale, worth $1.5M. 8 of the 15 months have none.
| Month | Purchases | Amount | Sales | Amount |
|---|---|---|---|---|
| Aug 2025 | 0 | $0 | 1 | $1.5M |
| Sep 2025 | 0 | $0 | 0 | $0 |
| Oct 2025 | 0 | $0 | 0 | $0 |
| Nov 2025 | 0 | $0 | 1 | $900k |
| Dec 2025 | 0 | $0 | 1 | $2.3M |
| Jan 2026 | 0 | $0 | 0 | $0 |
| Feb 2026 | 0 | $0 | 1 | $49k |
| Mar 2026 | 1 | $1.0M | 0 | $0 |
| Apr 2026 | 0 | $0 | 0 | $0 |
| May 2026 | 0 | $0 | 0 | $0 |
| Jun 2026 | 0 | $0 | 1 | $305k |
| Jul 2026 | 0 | $0 | 0 | $0 |
| Aug 2026 | 0 | $0 | 0 | $0 |
| Sep 2026 | 0 | $0 | 0 | $0 |
| Oct 2026 | 0 | $0 | 1 | $400k |
The last month may be partial: a Form 4 is filed up to two business days later. The table does not say whether the pattern is good or bad; it says when it happened.
Broadridge Financial Solutions, Inc. (BR) analysis page →
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How to read this data
1 of the 6 sales in the table are flagged as scheduled (10b5-1 plan): signed months ahead and executed automatically, so they say nothing about what the insider thinks today. Broadridge Financial Solutions's single open-market purchase (code P) is the rare signal: insiders are already paid in stock, so buying more means putting in their own money. The latest filing is from Oct 6, 2026, and a Form 4 arrives up to two business days after the trade.
10 of the 20 rows in the table carry footnotes from the Form 4 itself, folded into the code column and copied verbatim; a row with no footnote means the filing has none.
Guide: Insider buying · all guides
What is behind these trades
The concepts on this page, explained from scratch in the Academy. Free, no account.
- What the efficiency hypothesis says and what it does NOT sayIf an insider's purchase is public and anyone can read it, is there any information left in it? That is the exact question that brings people here.
- Who really moves the market: the types of investorWho sits on the other side of each order, and where a company's own insiders fit among them.
- Supply, demand and price: why it rises and falls constantlyHow a piece of news ends up inside the price, and why the reaction to a filed sale is rarely the one you would expect.
Source: SEC EDGAR Form 4. This is a list of public facts, not financial advice or a recommendation to buy or sell.