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Lumentum (LITE) insider buying and selling

Get an email when an insider buys Open-market purchases are rare: the insider is spending their own money. One email the day the Form 4 lands, with the filing linked. It needs a free account, and the alert arrives off: you turn it on yourself.

Every Table I transaction reported by directors and officers of S&P 500 companies on SEC Form 4 filings (2 business days to file): each row labeled with its official transaction code, nothing filtered out beforehand.

Open-market purchases (code P) are the rare signal, in green; sales (code S) are common and often pre-scheduled (10b5-1). Table II (derivatives) is not included: its prices are exercise prices, not market values. Guide: insider buying.

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Insider transactions filed on SEC Form 4: date, company, insider, role, shares, price, amount, percentage of the holding and transaction type.
Date Ticker Insider Role Shares Price Amount % of stake Type / filing

Download these transactions as CSV No account, no sign-up. The data is public: it comes from SEC Form 4 filings.

Lumentum Holdings Inc. (LITE) insider buying and selling: no purchases, 70 sales

150 Form 4 Table I transactions filed with the SEC by Lumentum Holdings Inc. insiders between 2025-08-26 and 2026-10-02 (15-month history): 0 open-market purchases and 70 sales, plus 80 transactions under other Form 4 codes, broken down one by one below. The largest open-market trade is a sale of $33.0M by Retort Vincent on 2026-08-25.

Lumentum insider buying and selling over the last 12 months

Between Oct 21, 2025 and Oct 20, 2026, Lumentum insiders filed 65 sales worth $175.8M on the open market, and no purchases.

The biggest seller was Retort Vincent (SEE REMARKS): $69.5M in 6 sales, out of 12 different sellers.

The largest trade of the period was a sale of $33.0M on Aug 25, 2026, by Retort Vincent (SEE REMARKS), under a 10b5-1 plan. Form 4 on sec.gov (0001648256-26-000008).

Of the 65 sales, 55 (85%, $156.2M) carry the 10b5-1 plan flag on the Form 4, meaning they were scheduled months ahead; the other 10 do not.

The last three months show 36 sales, against 13 in the three before. The latest sale from Oct 1, 2026.

Against its sector (Technology, 85 companies with an insider page on this site), over the same dates the median is 22 sales and 0 purchases on the open market. Lumentum has more sales than 75 of the other 84, ranks 18 of 85 by net dollars sold, and 32 of the 85 have at least one purchase.

The 20 most important trades

With no open-market purchases, the table starts with LITE's sales, largest first. The full history is in the tool above, already searched.

See all 150 LITE trades in the full history →

Trade dateFiledInsiderRoleAmountCodeFiling
2026-08-252026-08-27Retort VincentSEE REMARKS$33.0MS — Open-market sale (scheduled 10b5-1)
19 Form 4 footnotes

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $843.00 to $843.93.

F4 These sales were executed in multiple trades at prices ranging from $844.00 to $844.93.

F5 These sales were executed in multiple trades at prices ranging from $845.00 to $845.99.

F6 These sales were executed in multiple trades at prices ranging from $846.00 to $846.99.

F7 These sales were executed in multiple trades at prices ranging from $847.00 to $847.99.

F8 These sales were executed in multiple trades at prices ranging from $848.075 to $849.05.

F9 These sales were executed in multiple trades at prices ranging from $849.08 to $850.03.

F10 These sales were executed in multiple trades at prices ranging from $850.17 to $851.04.

F11 These sales were executed in multiple trades at prices ranging from $851.175 to $852.17.

F12 These sales were executed in multiple trades at prices ranging from $852.175 to $853.17.

F13 These sales were executed in multiple trades at prices ranging from $853.18 to $854.17.

F14 These sales were executed in multiple trades at prices ranging from $854.295 to $855.17.

F15 These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725.

F16 These sales were executed in multiple trades at prices ranging from $856.46 to $857.43.

F17 These sales were executed in multiple trades at prices ranging from $857.53 to $858.51.

F18 These sales were executed in multiple trades at prices ranging from $858.595 to $859.42.

F19 These sales were executed in multiple trades at prices ranging from $859.99 to $860.83.

SEC
2026-02-122026-02-13Retort VincentSEE REMARKS$26.6MS — Open-market sale (scheduled 10b5-1)
24 Form 4 footnotes

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 These sales were executed in multiple trades at prices ranging from $575.795 to $576.665. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (24) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $577.00 to $577.50.

F4 These sales were executed in multiple trades at prices ranging from $578.00 to $578.99.

F5 These sales were executed in multiple trades at prices ranging from $579.00 to $579.8975.

F6 These sales were executed in multiple trades at prices ranging from $580.00 to $580.97.

F7 These sales were executed in multiple trades at prices ranging from $581.03 to $582.00.

F8 These sales were executed in multiple trades at prices ranging from $582.50 to $582.60.

F9 These sales were executed in multiple trades at prices ranging from $584.34 to $585.305.

F10 These sales were executed in multiple trades at prices ranging from $585.68 to $586.60.

F11 These sales were executed in multiple trades at prices ranging from $587.00 to $587.60.

F12 These sales were executed in multiple trades at prices ranging from $588.01 to $588.98.

F13 These sales were executed in multiple trades at prices ranging from $589.045 to $589.98.

F14 These sales were executed in multiple trades at prices ranging from $590.09 to $591.07.

F15 These sales were executed in multiple trades at prices ranging from $591.26 to $592.225.

F16 These sales were executed in multiple trades at prices ranging from $592.275 to $593.27.

F17 These sales were executed in multiple trades at prices ranging from $593.30 to $594.295.

F18 These sales were executed in multiple trades at prices ranging from $594.48 to $595.45.

F19 These sales were executed in multiple trades at prices ranging from $595.50 to $596.25.

F20 These sales were executed in multiple trades at prices ranging from $596.61 to $597.50.

F21 These sales were executed in multiple trades at prices ranging from $597.63 to $598.515.

F22 These sales were executed in multiple trades at prices ranging from $598.88 to $599.84.

F23 These sales were executed in multiple trades at prices ranging from $599.97 to $600.88.

F24 These sales were executed in multiple trades at prices ranging from $601.30 to $602.185.

SEC
2026-10-012026-10-02Ali WajidEVP & CHIEF FINANCIAL OFFICER$25.7MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026.

SEC
2026-05-112026-05-12Lillie BrianDirector$11.7MS — Open-market sale (scheduled 10b5-1)
23 Form 4 footnotes

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F2 These sales were executed in multiple trades at prices ranging from $955.00 to $955.035. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (23) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $957.76 to $958.00.

F4 These sales were executed in multiple trades at prices ranging from $964.02 to $965.00.

F5 These sales were executed in multiple trades at prices ranging from $965.62 to $965.95.

F6 These sales were executed in multiple trades at prices ranging from $966.87 to $967.72.

F7 These sales were executed in multiple trades at prices ranging from $968.48 to $969.09.

F8 These sales were executed in multiple trades at prices ranging from $971.25 to $972.00.

F9 These sales were executed in multiple trades at prices ranging from $972.45 to $973.00.

F10 These sales were executed in multiple trades at prices ranging from $973.98 to $974.47.

F11 These sales were executed in multiple trades at prices ranging from $975.38 to $975.73.

F12 These sales were executed in multiple trades at prices ranging from $977.50 to $978.49.

F13 These sales were executed in multiple trades at prices ranging from $979.00 to $979.89.

F14 These sales were executed in multiple trades at prices ranging from $980.00 to $980.69.

F15 These sales were executed in multiple trades at prices ranging from $982.12 to $983.00.

F16 These sales were executed in multiple trades at prices ranging from $985.00 to $985.545.

F17 These sales were executed in multiple trades at prices ranging from $988.82 to $989.48.

F18 These sales were executed in multiple trades at prices ranging from $991.50 to $991.65.

F19 These sales were executed in multiple trades at prices ranging from $994.50 to $995.465.

F20 These sales were executed in multiple trades at prices ranging from $996.00 to $996.60..

F21 These sales were executed in multiple trades at prices ranging from $998.43 to $999.13.

F22 These sales were executed in multiple trades at prices ranging from $999.50 to $1,000.49.

F23 These sales were executed in multiple trades at prices ranging from $1,003.195 to $1,004.00.

SEC
2026-08-252026-08-27Kim JaeSVP, GENERAL COUNSEL$10.2MS — Open-market sale (scheduled 10b5-1)
17 Form 4 footnotes

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F2 These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.

F4 These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.

F5 These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.

F6 These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.

F7 These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.

F8 These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.

F9 These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.

F10 These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.

F11 These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.

F12 These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.

F13 These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.

F14 These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.

F15 These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.

F16 These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.

F17 These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.

SEC
2026-05-212026-05-22Small IanDirector$4.3MS — Open-market sale
Form 4 footnote

F1 The Reporting Person contributed the Common Stock to an exchange fund in exchange for the right to receive shares in the exchange fund at a later date which is expected to be at least seven years from the date of transfer. The shares were originally transferred into an escrow account on May 19, 2026 before the official contribution on May 21, 2026. The Reporting Person has no further voting control over the transferred shares, nor does he control the investment decisions of the exchange fund or the shares he ultimately receives in exchange for the transferred shares. For purposes of determining the number of shares of the exchange fund issuable pursuant to such exchange, the Common Stock was valued at $868.07, which was the closing price of the Common Stock on The Nasdaq Global Select Market on the day prior to the exchange.

SEC
2026-02-272026-03-02Ali WajidEVP & CHIEF FINANCIAL OFFICER$3.7MS — Open-market sale (scheduled 10b5-1)
13 Form 4 footnotes

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.

F2 These sales were executed in multiple trades at prices ranging from $677.705 to $677.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (13) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $680.99 to $681.805.

F4 These sales were executed in multiple trades at prices ranging from $685.26 to $685.73.

F5 These sales were executed in multiple trades at prices ranging from $686.54 to $686.55.

F6 These sales were executed in multiple trades at prices ranging from $688.07 to $688.85.

F7 These sales were executed in multiple trades at prices ranging from $690.01 to $690.31.

F8 These sales were executed in multiple trades at prices ranging from $692.00 to $692.855.

F9 These sales were executed in multiple trades at prices ranging from $694.255 to $694.99.

F10 These sales were executed in multiple trades at prices ranging from $695.75 to $696.65.

F11 These sales were executed in multiple trades at prices ranging from $696.875 to $697.50.

F12 These sales were executed in multiple trades at prices ranging from $698.00 to $698.50.

F13 These sales were executed in multiple trades at prices ranging from $699.00 to $699.495.

SEC
2026-05-292026-06-01Harris Isaac HosojiroDirector$3.4MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2026.

SEC
2026-05-082026-05-12Small IanDirector$3.2MS — Open-market sale
3 Form 4 footnotes

F1 These sales were executed in multiple trades at prices ranging from $910.02 to $911.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 These sales were executed in multiple trades at prices ranging from $911.025 to $911.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 These sales were executed in multiple trades at prices ranging from $912.07 to $912.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

SEC
2026-05-182026-05-19Wupen YuenPRESIDENT, GLOBAL BUS. UNITS$3.1MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2025.

SEC
2026-05-182026-05-19Retort VincentSEE REMARKS$3.0MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

SEC
2026-08-182026-08-18Retort VincentSEE REMARKS$2.9MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F4 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

SEC
2025-11-102025-11-12Johnson Julia SuzanneDirector$2.7MS — Open-market saleSEC
2026-02-062026-02-10Herscher PennyDirector$2.6MS — Open-market sale
Form 4 footnote

F1 These sales were executed in multiple trades at prices ranging from $525.74 to $535.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

SEC
2026-02-122026-02-13Herscher PennyDirector$2.4MS — Open-market sale
7 Form 4 footnotes

F1 These sales were executed in multiple trades at prices ranging from $593.89 to $594.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (1) through (7) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 These sales were executed in multiple trades at prices ranging from $594.98 to $595.71.

F3 These sales were executed in multiple trades at prices ranging from $596.12 to $597.10.

F4 These sales were executed in multiple trades at prices ranging from $597.33 to $598.27.

F5 These sales were executed in multiple trades at prices ranging from $598.48 to $599.10.

F6 These sales were executed in multiple trades at prices ranging from $599.66 to $600.26.

F7 These sales were executed in multiple trades at prices ranging from $600.86 to $601.72.

SEC
2026-05-182026-05-19Ali WajidEVP & CHIEF FINANCIAL OFFICER$2.4MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.

SEC
2026-08-202026-08-21Retort VincentSEE REMARKS$2.1MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

SEC
2026-02-172026-02-18Retort VincentSEE REMARKS$1.9MS — Open-market sale (scheduled 10b5-1)
15 Form 4 footnotes

F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F3 These sales were executed in multiple trades at prices ranging from $530.70 to $531.055. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (3) through (16) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F4 These sales were executed in multiple trades at prices ranging from $532.36 to $533.23.

F5 These sales were executed in multiple trades at prices ranging from $537.50 to $538.00.

F6 These sales were executed in multiple trades at prices ranging from $538.50 to $539.34.

F7 These sales were executed in multiple trades at prices ranging from $539.51 to $540.44.

F8 These sales were executed in multiple trades at prices ranging from $541.78 to $542.65.

F9 These sales were executed in multiple trades at prices ranging from $548.345 to $549.22.

F10 These sales were executed in multiple trades at prices ranging from $549.405 to $550.345.

F11 These sales were executed in multiple trades at prices ranging from $550.60 to $551.39.

F12 These sales were executed in multiple trades at prices ranging from $551.93 to $552.81.

F13 These sales were executed in multiple trades at prices ranging from $553.00 to $553.38.

F14 These sales were executed in multiple trades at prices ranging from $554.465 to $554.665.

F15 These sales were executed in multiple trades at prices ranging from $556.05 to $556.405.

F16 These sales were executed in multiple trades at prices ranging from $557.50 to $557.99.

SEC
2026-05-112026-05-12Kim JaeSVP, GENERAL COUNSEL$1.8MS — Open-market sale (scheduled 10b5-1)
Form 4 footnote

F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

SEC
2025-11-072025-11-12Harris Isaac HosojiroDirector$1.8MS — Open-market saleSEC

The period balance: money in, money out

In the Form 4 filings submitted between Aug 26, 2025 and Oct 2, 2026 there is not one open-market purchase of Lumentum Holdings Inc.: 70 sales worth $177.8M and zero dollars bought.

Only codes P and S count, where an insider puts in or takes out their own money. A selling balance like Lumentum Holdings Inc.'s is the norm in the S&P 500, where much of the pay comes as stock. It is not a recommendation to buy or sell: it is what was filed.

Every transaction, code by code

CodeWhat it meansTradesReported amount
SOpen-market sale70$177.8M
AGrant or award40$0
FTax withholding (shares surrendered for taxes)40$193.8M
TotalEverything filed in the period150$371.6M

40 of the 150 rows carry no usable amount on the Form 4: they count as trades and add $0. The code labels come from the SEC index.

Who has traded

Over the 15 months of history, 15 distinct people or entities have filed Lumentum Holdings Inc. transactions: none bought on the open market and 12 sold. Counted by CIK, the fixed number the SEC gives each filer, and not by name, which each filer types their own way.

Of the 12 who sold on the open market (70 sales in all), the three biggest sellers account for $121.4M of the $177.8M: 68% of the money in three people.

FilerRoleTransactionsBought (count)Sold (count)Last filed
Retort VincentSEE REMARKS16—$69.5M (6)2026-08-27
Ali WajidEVP & CHIEF FINANCIAL OFFICER15—$32.1M (4)2026-10-02
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS47—$19.9M (36)2026-09-30
Kim JaeSVP, GENERAL COUNSEL19—$17.1M (8)2026-08-27
Lillie BrianDirector4—$11.8M (2)2026-07-16
Small IanDirector4—$7.5M (2)2026-07-16
Harris Isaac HosojiroDirector16—$6.6M (3)2026-07-07
Herscher PennyDirector4—$5.0M (2)2026-07-16

Shown here are the 8 who moved the most money, out of 15. The rest are in the full history, one link above. The name links to all their trades, in any company. "Transactions" counts any code; the money, open market only. Role: from their latest filing.

Month by month

By the month the trade was executed, not the month it was filed; months with no trades show zero. The busiest month was Sep 2026: 0 purchases and 20 sales, worth $9.0M. 7 of the 15 months have none.

MonthPurchasesAmountSalesAmount
Aug 20250$05$2.1M
Sep 20250$00$0
Oct 20250$00$0
Nov 20250$010$7.5M
Dec 20250$00$0
Jan 20260$00$0
Feb 20260$06$38.9M
Mar 20260$00$0
Apr 20260$00$0
May 20260$012$37.4M
Jun 20260$01$1.4M
Jul 20260$00$0
Aug 20260$015$55.9M
Sep 20260$020$9.0M
Oct 20260$01$25.7M

The last month may be partial: a Form 4 is filed up to two business days later. The table does not say whether the pattern is good or bad; it says when it happened.

Lumentum Holdings Inc. (LITE) analysis page →

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How to read this data

14 of the 20 sales in the table are flagged as scheduled (10b5-1 plan): signed months ahead and executed automatically, so they say nothing about what the insider thinks today. Lumentum has no open-market purchase (code P) in the history, the most common case in the S&P 500: insiders are already paid in stock. The latest filing is from Oct 2, 2026, and a Form 4 arrives up to two business days after the trade.

18 of the 20 rows in the table carry footnotes from the Form 4 itself, folded into the code column and copied verbatim; a row with no footnote means the filing has none.

Guide: Insider buying · all guides

What is behind these trades

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Source: SEC EDGAR Form 4. This is a list of public facts, not financial advice or a recommendation to buy or sell.

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